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Don't Overlook Roth IRA

By Philip J. Beavers, CFP,
WEAC's Member Benefits Specialist

October 1998

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Achieving Financial Independence

Provides great new option for retirement saving

Perhaps the most significant IRA change in 1998 was the addition of the Roth IRA, named after Senator William Roth of Delaware, the Finance Committee Chair.

Roth IRAs lack the pre-tax deposit advantage of a regular IRA (up-front tax deduction). However, they offer an opportunity for tax-free income upon withdrawal and are not subject to minimum required distribution rules upon reaching age 70½. The money will grow tax-free and can be withdrawn tax-free after age 59½, providing the account is at least five years old.

Non-taxable, qualified distributions from a Roth IRA are distributions made at least five years after the first taxable year in which the individual made a contribution to the Roth IRA if they are made:

  1. After the individual reaches age 59½
  2. After death
  3. Due to disability, or
  4. For qualified, first-time home purchase.

Individuals with an adjusted gross income up to $95,000 and married couples with an AGI up to $150,000 can make a full contribution to a Roth IRA ($2,000 for individuals and $4,000 for married couples). A partial contribution can be made by individuals with an AGI of $95,000 to $110, 000 and by married couples with an AGI of $150,000 to $160,000.

Contributing money to a Roth IRA will not affect the maximum annual contribution which a person can make to a tax-sheltered annuity.

Contributions to a Roth IRA rather than a TSA may be more advantageous for some WEAC members. Members in a low tax bracket now who expect to be in a higher tax bracket when they start withdrawals might be better off using the Roth IRA. Members who will have a full Wisconsin Retirement System benefit and who have a large TSA account balance may also find the Roth appealing. Members who expect to be in a lower tax bracket when they will be making withdrawals may do better with a TSA. I would encourage most members to use both a Roth IRA and a TSA.

The law allows taxpayers with an AGI of less than $100,000 to convert existing regular IRAs into Roth IRAs. Income taxes must be paid on the conversion. The $100,000 AGI limitation is computed without including the income that results from the conversion. If the conversion is done in 1998, taxpayers can spread the tax payments over four years, or the taxpayer can elect to recognize all of the income in 1998. Conversions to Roth IRAs in 1999 and subsequent years are taxable in the year of the conversion.

Generally, the longer a person has until projected withdrawals, the more financial sense it makes to convert to a Roth IRA. Calculations take into consideration the return on investment, the length of deferral, and the marginal tax bracket when one makes withdrawals from a regular IRA. Therefore, members who will stay in the same tax bracket and do not anticipate taking monies from their Roth IRA for at least 12 to 15 years could benefit by converting from a regular IRA.

Some members might consider converting regular IRAs to Roth IRAs for estate planning. Keep in mind you do not want to take the tax payments on the conversion out of your IRA monies. You need sufficient other monies to pay the tax.

Principal features of a Roth IRA include:

  1. No tax deduction is allowed for contributions.
  2. Income accumulation is tax free.
  3. Qualified distributions are not subject to federal income taxes.
  4. No distribution is required when the individual reaches age 70½.
  5. Distributions are only required upon death.
  6. Rollovers are permitted from one Roth IRA to another Roth IRA.

Posted October 2, 1998

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